Analysis of Market Manipulation
Compliance, Market Monitoring, and Internal Trade Surveillance

The Brattle Group regularly assists companies in communicating to their traders and compliance personnel meaningful guidance as to behavior that may violate the agencies’ anti-manipulation rules and provide in-depth assistance in the creation and maintenance of meaningful compliance programs. We also help create screens for the detection and analysis of potentially manipulative behavior, and assist in the implementation and auditing of these screens to minimize the likelihood of false positives and false negatives and the resulting waste of compliance resources. Likewise, we have assisted government agencies and market monitors in the creation of market monitoring systems and in implementing their broader anti-manipulation surveillance efforts.