Financial Institutions
Broker-Dealers

Broker-dealers’ duties and responsibilities are constantly challenged in both a contractual and fiduciary role. In order to address these issues effectively, experts must be able to knowledgeably analyze broker-dealer operations and explain complex products, disclosure requirements, valuation, damages, and a myriad of other issues. Defeating the natural hindsight bias often present in a contractual dispute or after a portfolio or investment underperforms requires a specialized expertise. Brattle experts have the breadth and depth of skills and experience to address these issues.